Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul G WhitbyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-11-2019
Paul G WhitbyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-11-2019
Pietro RuggeriMML Investors Services, LLCSecurian Financial Services, Inc.07-23-2019
Daniel Paul BivianoMML Investors Services, LLCHornor, Townsend & Kent, LLC07-08-2019
Rodney Francis BarberMML Investors Services, LLCWoodmen Financial Services, Inc.$5006-25-2019
Barbara Elaine HebertMML Investors Services, LLCWoodmen Financial Services, Inc.04-16-2019
Timothy Charles GonyoMML Investors Services, LLCWoodmen Financial Services, Inc.04-10-2019
John Joseph SalinaMML Investors Services, LLCNYLIFE Securities LLC03-22-2019
Dmitriy YankelevichMML Investors Services, LLCAXA Advisors, LLC02-13-2019
Alex J WenkeMML Investors Services, LLCNYLIFE Securities LLC02-06-2019
David Wilson BalchMML Investors Services, LLCBankers Life Securities, Inc.01-22-2019
Brian Ronald SchultzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-08-2019
Michael John ConleyMML Investors Services, LLCNYLIFE Securities LLC$26811-28-2018
Raymond O. LeydenMML Investors Services, LLCNYLIFE Securities LLC08-08-2018
Christina Elizabeth LawrenceMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-27-2018
Gamal Anwar KareemMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-05-2018
James Gregory GoupilMML Investors Services, LLCAllstate Financial Services, LLC05-22-2018
Herve Thenor-LouisMML Investors Services, LLCAXA Advisors, LLC$5005-04-2018
Jorge Alberto Ponce Jr.MML Investors Services, LLCPruco Securities, LLC.05-03-2018
Benjamin MontreuilMML Investors Services, LLCAXA Advisors, LLC04-04-2018
William Joseph BowdenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-14-2018
George FayezishkMML Investors Services, LLCNYLIFE Securities LLC02-12-2018
Manuel TeijeloMML Investors Services, LLCAXA Advisors, LLC02-12-2018
Michael S. RuzhanskyMML Investors Services, LLCAXA Advisors, LLC$5001-30-2018
Adrian Adam BlockMML Investors Services, LLCPark Avenue Securities LLC01-16-2018
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Showing 1 to 25 of 327 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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