Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron KleinMML Investors Services, LLCSignator Investors, Inc.04-06-2012
Adrian Adam BlockMML Investors Services, LLCPark Avenue Securities LLC01-16-2018
Aga IvezajMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Aiyoung NamMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Ajay K JainMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Ajay Kanaiyalal DaveMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Aleksandr GalperinMML Investors Services, LLCPark Avenue Securities LLC08-12-2010
Alex J WenkeMML Investors Services, LLCNYLIFE Securities LLC02-06-2019
Alexandra Catherine ErathMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Amir N AsadiMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-26-2015
Andrew Robert SchneegoldMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Andrew Todd BermanMML Investors Services, LLCNYLIFE Securities LLC04-16-2015
Andrzej DudusMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Angel Dalla RagioneMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Angelo OdoreMML Investors Services, LLCNYLIFE Securities LLC06-13-2017
Anil LambaMML Investors Services, LLCMetLife Securities Inc.$3303-25-2017
Anthony J. HooperMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Anthony John RussoMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Anthony Joseph MatroneMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Antonios George FranksMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Aron KahanMML Investors Services, LLCSignator Investors, Inc.04-06-2012
Babak Moshe RambodMML Investors Services, LLCPark Avenue Securities LLC10-13-2010
Barbara Elaine HebertMML Investors Services, LLCWoodmen Financial Services, Inc.04-16-2019
Barbara Ellen Wheeler VendettiMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Bela ShahMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Next Page »

Showing 1 to 25 of 325 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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