Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas C AndersonMML Investors Services, LLCMorgan Stanley07-26-2019
Pietro RuggeriMML Investors Services, LLCSecurian Financial Services, Inc.07-23-2019
Diana CahillMML Investors Services, LLCEquitable Advisors, LLC07-17-2019
Daniel Paul BivianoMML Investors Services, LLCHornor, Townsend & Kent, LLC07-08-2019
Thomas J CuocoMML Investors Services, LLCNYLIFE Securities LLC07-08-2019
Rodney Francis BarberMML Investors Services, LLCWoodmen Financial Services, Inc.$5006-25-2019
Christopher Adam FieldsMML Investors Services, LLCForesters Financial Services, Inc.06-07-2019
Tatiana BeltranMML Investors Services, LLCNYLIFE Securities LLC05-23-2019
Emilio Enrique Rivera JrMML Investors Services, LLCNYLIFE Securities LLC05-20-2019
Joseph T DuffyMML Investors Services, LLCNYLIFE Securities LLC05-09-2019
Kevin Patrick DehondMML Investors Services, LLCM&T Securities, Inc.$2504-26-2019
Katie Ann HudsonMML Investors Services, LLCForesters Financial Services, Inc.$2504-15-2019
Nilay S PatelMML Investors Services, LLCForesters Financial Services, Inc.04-12-2019
Thomas Joseph EnglishMML Investors Services, LLCALPS Distributors, Inc.04-10-2019
Timothy Charles GonyoMML Investors Services, LLCWoodmen Financial Services, Inc.04-10-2019
Toni Lynn ClarkMML Investors Services, LLCNYLIFE Securities LLC03-26-2019
John Joseph SalinaMML Investors Services, LLCNYLIFE Securities LLC03-22-2019
Dmitriy YankelevichMML Investors Services, LLCEquitable Advisors, LLC02-13-2019
Alex J WenkeMML Investors Services, LLCNYLIFE Securities LLC02-06-2019
Julie Colleen HaersMML Investors Services, LLCHornor, Townsend & Kent, LLC01-30-2019
Kari TimonenMML Investors Services, LLCNYLIFE Securities LLC01-28-2019
Noah James FehrenbachMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-25-2019
Jay M HimmelsteinMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-24-2019
David Wilson BalchMML Investors Services, LLCBankers Life Securities, Inc.01-22-2019
Amit A TrivediMML Investors Services, LLCForesters Financial Services, Inc.01-15-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.