Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael PecherskyMML Investors Services, LLCNYLIFE Securities LLC12-02-2019
Muthiah Gurusamy SaravananMML Investors Services, LLCAllstate Financial Services, LLC11-01-2019
Nicholas Samuel GentileMML Investors Services, LLCSecurian Financial Services, Inc.10-31-2019
Brandon M. RussoMML Investors Services, LLCPruco Securities, LLC.10-29-2019
Neil D. HanceMML Investors Services, LLCHornor, Townsend & Kent, LLC10-28-2019
Paul G WhitbyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-11-2019
Keri Ann AversaMML Investors Services, LLCPruco Securities, LLC.10-10-2019
Bryan Allen FlynnMML Investors Services, LLCNYLIFE Securities LLC10-09-2019
Samantha ClarkMML Investors Services, LLCPark Avenue Securities LLC$10010-04-2019
Germel Malcolm HutchinsonMML Investors Services, LLCAXA Advisors, LLC10-02-2019
Kurt Nicholas KnoessMML Investors Services, LLCForesters Financial Services, Inc.09-23-2019
Ryan Edward DuttonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-03-2019
Jaime KobinMML Investors Services, LLCNYLIFE Securities LLC08-20-2019
Pietro RuggeriMML Investors Services, LLCSecurian Financial Services, Inc.$10007-23-2019
Diana CahillMML Investors Services, LLCAXA Advisors, LLC07-17-2019
Thomas J. CuocoMML Investors Services, LLCNYLIFE Securities LLC07-08-2019
Daniel Paul BivianoMML Investors Services, LLCHornor, Townsend & Kent, LLC07-08-2019
Eric GuzzoMML Investors Services, LLCNYLIFE Securities LLC06-26-2019
Rodney Francis BarberMML Investors Services, LLCWoodmen Financial Services, Inc.$50006-25-2019
Shameeza AllyMML Investors Services, LLCHSBC Securities (USA) Inc.06-11-2019
Christopher Adam FieldsMML Investors Services, LLCForesters Financial Services, Inc.06-07-2019
Kenneth Vincent GentileMML Investors Services, LLCAXA Advisors, LLC06-05-2019
Tatiana BeltranMML Investors Services, LLCNYLIFE Securities LLC05-23-2019
Emilio Enrique Rivera Jr.MML Investors Services, LLCNYLIFE Securities LLC05-20-2019
Kevin Patrick DehondMML Investors Services, LLCM&T Securities, Inc.$25004-26-2019
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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