Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jake Alan FashnerMML Investors Services, LLCFifth Third Securities, Inc.06-19-2018
Scott Douglas SimpsonMML Investors Services, LLCAXA Advisors, LLC08-02-2017
Joshua Robert Edwin PostMML Investors Services, LLCJ.P. Morgan Securities LLC06-02-2017
Jared Franklin AllmanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-25-2017
Steven North RiewaldtMML Investors Services, LLCNYLIFE Securities LLC04-10-2017
Geoffrey Morgan BurgessMML Investors Services, LLCPark Avenue Securities LLC03-16-2017
Katherine Adelle RippeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-06-2017
Ronnie Dale MayseMML Investors Services, LLCPark Avenue Securities LLC01-04-2017
Michael ArvayMML Investors Services, LLCNYLIFE Securities LLC08-12-2016
Paul Thomas SwiftMML Investors Services, LLCPark Avenue Securities LLC08-03-2016
Jason R RepassMML Investors Services, LLCNYLIFE Securities LLC06-08-2016
David William LinvilleMML Investors Services, LLCM Holdings Securities, Inc.05-04-2016
Kathy L CrudeleMML Investors Services, LLCNYLIFE Securities LLC02-22-2016
Mitchell Paul HollandMML Investors Services, LLCNYLIFE Securities LLC02-04-2016
Atonn Gregory Edward SmeltzerMML Investors Services, LLCNYLIFE Securities LLC01-25-2016
Ajdin Jakub DropicMML Investors Services, LLCFifth Third Securities, Inc.$101-22-2016
Bruce Alan JonesMML Investors Services, LLCIndependent Financial Partners12-11-2015
Timothy J DavisMML Investors Services, LLCJ.P. Morgan Securities LLC08-20-2015
Donald William Talbert Jr.MML Investors Services, LLCLatitude Advisors, LLC06-11-2015
Carl Joseph GraysonMML Investors Services, LLCNYLIFE Securities LLC06-09-2015
Mark D GreenblattMML Investors Services, LLCRVR Wealth Advisors, LLC05-15-2015
Stephen Tyler RyanMML Investors Services, LLCNYLIFE Securities LLC03-25-2015
Robert Garold HansonMML Investors Services, LLCNYLIFE Securities LLC03-18-2015
Michael David RaabMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-21-2014
Gary Michael HolewinskiMML Investors Services, LLCThrivent Investment Management Inc.10-01-2014
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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