Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Michael CaseyMML Investors Services, LLCAmeriprise Financial Services, LLC02-04-2013
William J. DemarcoMML Investors Services, LLCAXA Advisors, LLC07-31-2014
Charles Herbert LocyMML Investors Services, LLCAXA Advisors, LLC12-22-2011
Kevin Von GoinsMML Investors Services, LLCAXA Advisors, LLC04-01-2009
Scott E. DubinMML Investors Services, LLCB. Riley Wealth Management$1004-04-2017
Jason M. RebholzMML Investors Services, LLCChase Investment Services Corp.02-04-2011
Joshua James BarrMML Investors Services, LLCEdward Jones03-23-2018
Jason Andrew GonczMML Investors Services, LLCEquity Services, Inc.04-18-2019
Darrin Mitchell BollenbacherMML Investors Services, LLCEquity Services, Inc.02-23-2011
Jake Alan FashnerMML Investors Services, LLCFifth Third Securities, Inc.06-19-2018
Ajdin Jakub DropicMML Investors Services, LLCFifth Third Securities, Inc.01-22-2016
Bruce Alan JonesMML Investors Services, LLCIndependent Financial Partners12-11-2015
Joshua R. PostMML Investors Services, LLCJ.P. Morgan Securities LLC06-02-2017
Timothy J. DavisMML Investors Services, LLCJ.P. Morgan Securities LLC08-20-2015
Meredith Ann ArcherMML Investors Services, LLCJ.P. Morgan Securities LLC07-22-2020
Donald William Talbert Jr.MML Investors Services, LLCLatitude Advisors, LLC$1006-11-2015
David William LinvilleMML Investors Services, LLCM Holdings Securities, Inc.05-04-2016
Kathy Louise CrudeleMML Investors Services, LLCMML Investors Services, LLC03-19-2020
Mark Andrew CramerMML Investors Services, LLCMML Investors Services, LLC$10001-15-2020
Michael P. JonesMML Investors Services, LLCNew England Securities08-12-2014
Richard Alan RudnickiMML Investors Services, LLCNew England Securities$2511-07-2013
David William McConnellMML Investors Services, LLCNew England Securities10-18-2012
Michael Robert NusbaumMML Investors Services, LLCNew England Securities07-30-2012
Jeffrey Stewart McCreeryMML Investors Services, LLCNew England Securities03-10-2009
Jared F. AllmanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-25-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.