Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathy Louise CrudeleMML Investors Services, LLCMML Investors Services, LLC03-19-2020
Mark Andrew CramerMML Investors Services, LLCMML Investors Services, LLC$10001-15-2020
Robert K AppleMML Investors Services, LLCOneAmerica Securities, Inc.01-02-2020
Michael Jason SacherMML Investors Services, LLCOneAmerica Securities, Inc.08-07-2019
Adriana Marie HawkMML Investors Services, LLCPruco Securities, LLC.06-17-2019
Jason Andrew GonczMML Investors Services, LLCEquity Services, Inc.04-18-2019
Valerie Ann SchmitzMML Investors Services, LLCThe O.N. Equity Sales Company01-10-2019
Jake Alan FashnerMML Investors Services, LLCFifth Third Securities, Inc.06-19-2018
Jonathan R. MardisMML Investors Services, LLCW&S Brokerage Services, Inc.05-21-2018
Joshua James BarrMML Investors Services, LLCEdward Jones03-23-2018
Leo E. RennerMML Investors Services, LLCNYLIFE Securities LLC09-08-2017
Joshua R. PostMML Investors Services, LLCJ.P. Morgan Securities LLC06-02-2017
Jared F. AllmanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-25-2017
Steven North RiewaldtMML Investors Services, LLCNYLIFE Securities LLC04-10-2017
Scott E. DubinMML Investors Services, LLCB. Riley Wealth Management$1004-04-2017
Geoffrey Morgan BurgessMML Investors Services, LLCPark Avenue Securities LLC03-16-2017
Katherine A. RippeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-06-2017
Ron MayseMML Investors Services, LLCPark Avenue Securities LLC01-04-2017
Michael ArvayMML Investors Services, LLCNYLIFE Securities LLC08-12-2016
Paul Thomas SwiftMML Investors Services, LLCPark Avenue Securities LLC08-03-2016
Jason R. RepassMML Investors Services, LLCNYLIFE Securities LLC06-08-2016
David William LinvilleMML Investors Services, LLCM Holdings Securities, Inc.05-04-2016
Kathy Louise CrudeleMML Investors Services, LLCNYLIFE Securities LLC02-22-2016
Mitchell Paul HollandMML Investors Services, LLCNYLIFE Securities LLC02-04-2016
Atonn Gregory Edward SmeltzerMML Investors Services, LLCNYLIFE Securities LLC01-25-2016
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.