Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffry Francis AxeMML Investors Services, LLCPruco Securities, LLC.08-10-2020
Meredith Ann ArcherMML Investors Services, LLCJ.P. Morgan Securities LLC07-22-2020
Edward Ross Knezevich IIMML Investors Services, LLCPark Avenue Securities LLC07-17-2020
Robert K AppleMML Investors Services, LLCOneAmerica Securities, Inc.01-02-2020
Michael Jason SacherMML Investors Services, LLCOneAmerica Securities, Inc.08-07-2019
Valerie Ann SchmitzMML Investors Services, LLCThe O.N. Equity Sales Company01-10-2019
Jake Alan FashnerMML Investors Services, LLCFifth Third Securities, Inc.06-19-2018
Joshua James BarrMML Investors Services, LLCEdward Jones03-23-2018
Scott E DubinMML Investors Services, LLCB. Riley Wealth Management04-04-2017
David William LinvilleMML Investors Services, LLCM Holdings Securities, Inc.05-04-2016
Mitchell Paul HollandMML Investors Services, LLCNYLIFE Securities LLC02-04-2016
Ajdin Jakub DropicMML Investors Services, LLCFifth Third Securities, Inc.01-22-2016
Dennis Julian Bradley JrMML Investors Services, LLCNYLIFE Securities LLC05-06-2015
Richard William SheffieldMML Investors Services, LLCWaddell & Reed11-07-2013
Richard Alan RudnickiMML Investors Services, LLCNew England Securities11-07-2013
Michael Robert NusbaumMML Investors Services, LLCNew England Securities07-30-2012
Michael Alan BuganskiMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-15-2012
Thomas John GallagherMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-01-2012
Charles Herbert LocyMML Investors Services, LLCEquitable Advisors, LLC$3612-22-2011
Jonathan David ArcherMML Investors Services, LLCPrincipal Securities, Inc.08-25-2010
Greg A AndersonMML Investors Services, LLCPark Avenue Securities LLC06-23-2009
Ryan Christopher PuckettMML Investors Services, LLCPark Avenue Securities LLC06-11-2009
Jeffrey Stewart McCreeryMML Investors Services, LLCNew England Securities03-10-2009

Showing 1 to 23 of 23 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.