Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Wayne WorleyMML Investors Services, LLCPruco Securities, LLC.10-22-2019
Caroline B. HammMML Investors Services, LLCNYLIFE Securities LLC07-24-2019
Bradley Miles NelliganMML Investors Services, LLCNYLIFE Securities LLC05-15-2018
Mary V. TrotterMML Investors Services, LLCForesters Financial Services, Inc.04-20-2018
Terry Wayne VanwinkleMML Investors Services, LLCMWA Financial Services Inc.02-28-2018
Jerrell Karris MureMML Investors Services, LLCForesters Financial Services, Inc.02-14-2018
Amanda Yvonne BerryMML Investors Services, LLCNYLIFE Securities LLC09-28-2017
Omar Mauricio RosalesMML Investors Services, LLCPruco Securities, LLC.06-27-2017
Jason Aaron PinneyMML Investors Services, LLCArvest Wealth Management$10007-22-2014
Adam Christopher BahnerMML Investors Services, LLCRaymond James Financial Services, Inc.01-16-2014
Rebecca Speck FosterMML Investors Services, LLCLPL Financial LLC08-05-2011
Walter Stephen CurryMML Investors Services, LLCHIMCO Distribution Services Company03-08-2011
Scotty Vaden DeanMML Investors Services, LLCArvest Wealth Management05-14-2010
Thomas Allen SchmidtMML Investors Services, LLCOneAmerica Securities, Inc.01-26-2010

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.