Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey C GoeringMML Investors Services, LLCPark Avenue Securities LLC10-31-2018
Anthony Joseph RatkiewiczMML Investors Services, LLCHornor, Townsend & Kent, LLC$2508-23-2018
Justin Raymond PyleMML Investors Services, LLCSecurian Financial Services, Inc.11-01-2017
Mary Louise CrockettMML Investors Services, LLCSecurian Financial Services, Inc.11-01-2017
Patrick Dennis FarrellMML Investors Services, LLCSecurian Financial Services, Inc.$110-02-2017
William Cullen StephensonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-21-2017
William Hampton Morgan IIIMML Investors Services, LLCPruco Securities, LLC.08-15-2017
David Charles ElyMML Investors Services, LLCForesters Financial Services, Inc.04-28-2017
Brandon Blake LevithanMML Investors Services, LLCHornor, Townsend & Kent, LLC02-10-2017
Anthony Langford BriddellMML Investors Services, LLCEquity Services, Inc.02-08-2017
Jason Steven GoldsteinMML Investors Services, LLCHornor, Townsend & Kent, LLC02-07-2017
John Sennett Holston IIIMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-19-2017
Jeremy Graham EdgeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-12-2017
Johnathan Titus JonesMML Investors Services, LLCPurshe Kaplan Sterling Investments09-28-2016
David Wayne BeltzMML Investors Services, LLCPruco Securities, LLC.$5009-23-2016
Fred G HorrocksMML Investors Services, LLCSignator Investors, Inc.$108-12-2016
John Domenick WhiteMML Investors Services, LLCPrincipal Securities, Inc.07-07-2016
James A BoyleMML Investors Services, LLCSignator Investors, Inc.06-13-2016
Brent Edward CoughenourMML Investors Services, LLCPNC Investments02-10-2016
Robert Frederick SchimeneckMML Investors Services, LLCPackerland Brokerage Services, Inc.02-01-2016
Christopher Shawn IckesMML Investors Services, LLCNYLIFE Securities LLC01-29-2016
Richard Alan FriedmanMML Investors Services, LLCFSC Securities Corporation01-19-2016
Brandon William Krizo YapleMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-12-2015
Rory T SullivanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-15-2015
Jeffrey Lyn SlavichMML Investors Services, LLCCitizens Securities, Inc.$5010-02-2015
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Showing 1 to 25 of 69 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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