Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew YoungMML Investors Services, LLCAXA Advisors, LLC11-22-2019
Jeffrey Aaron FryeMML Investors Services, LLCAXA Advisors, LLC$10004-11-2011
John Dennis DerflerMML Investors Services, LLCCambridge Investment Research, Inc.$15003-28-2019
Tracey Alcorn HerringMML Investors Services, LLCCambridge Investment Research, Inc.$25008-03-2016
David Edwin NauMML Investors Services, LLCCharles Schwab & Co., Inc.03-10-2017
Sean Patrick O'RourkeMML Investors Services, LLCCitizens Securities, Inc.05-21-2019
Jeffrey Lyn SlavichMML Investors Services, LLCCitizens Securities, Inc.$50010-02-2015
David Scott SourberMML Investors Services, LLCCRI Securities, LLC10-10-2017
Connor Jacob FernholzMML Investors Services, LLCEdward Jones02-27-2019
ANTHONY LANGFORD BRIDDELLMML Investors Services, LLCEquity Services, Inc.02-08-2017
Joshua P JenkinsMML Investors Services, LLCEquity Services, Inc.01-02-2015
Michelle Evans DayMML Investors Services, LLCFinancial Telesis Inc$10010-11-2013
Richard OlszewskiMML Investors Services, LLCForesters Financial Services, Inc.$10007-25-2018
David Charles ElyMML Investors Services, LLCForesters Financial Services, Inc.$10004-28-2017
Richard Alan FriedmanMML Investors Services, LLCFSC Securities Corporation01-19-2016
Michael Patrick ButterworthMML Investors Services, LLCFSC Securities Corporation09-11-2009
Jessica Ann ParettaMML Investors Services, LLCHorace Mann Investors, Inc.05-31-2019
Aaron N. ThomasMML Investors Services, LLCHornor, Townsend & Kent, LLC01-16-2019
Anthony Joseph RatkiewiczMML Investors Services, LLCHornor, Townsend & Kent, LLC$25008-23-2018
Brandon Blake LevithanMML Investors Services, LLCHornor, Townsend & Kent, LLC02-10-2017
Jason Steven GoldsteinMML Investors Services, LLCHornor, Townsend & Kent, LLC02-07-2017
Davita Nicole PrayMML Investors Services, LLCHornor, Townsend & Kent, LLC06-30-2015
Joseph Patrick Mallee IIIMML Investors Services, LLCHornor, Townsend & Kent, LLC$50001-26-2011
Brad J. DyksenMML Investors Services, LLCJ. Alden Associates, Inc.07-10-2019
Michael James GiongoMML Investors Services, LLCLincoln Financial Advisors Corporation$25009-18-2018
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Showing 1 to 25 of 98 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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