Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Byron J. DunlapMML Investors Services, LLCLincoln Financial Distributors, Inc.01-21-2009
Joseph Francis TortisMML Investors Services, LLCMetLife Securities Inc.07-28-2009
Jeromia Jessica Jacobett BurgerMML Investors Services, LLCLPL Financial LLC07-29-2009
Nermin FerhadbegovicMML Investors Services, LLCWells Fargo Clearing Services, LLC09-01-2009
Joseph Patrick Mallee IIIMML Investors Services, LLCHornor, Townsend & Kent, LLC01-26-2011
Jeffrey Aaron FryeMML Investors Services, LLCAXA Advisors, LLC04-11-2011
Yueh Hui WalkerMML Investors Services, LLCOneAmerica Securities, Inc.$1004-20-2011
Robert Davis TouzeauMML Investors Services, LLCPark Avenue Securities LLC06-03-2011
Robert Kevin CawleyMML Investors Services, LLCPark Avenue Securities LLC07-12-2011
Dominic Gino MarinucciMML Investors Services, LLCMorgan Stanley09-13-2011
Michael T. McGrathMML Investors Services, LLCMorgan Stanley$2512-02-2011
Linda M RothMML Investors Services, LLCHD Vest Investment Services01-05-2012
Donald L GrettaMML Investors Services, LLCPark Avenue Securities LLC03-13-2012
Jeffrey Paul EmrichMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-14-2012
Andrew Joseph SedoraMML Investors Services, LLCPFS Investments Inc.09-10-2012
Seth Michael ScottMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-14-2012
Brett Douglas KovachMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-17-2012
Robert Patrick HennessyMML Investors Services, LLCNew England Securities11-14-2012
Michael John Hallinan Jr.MML Investors Services, LLCTD Ameritrade, Inc.04-23-2013
Mario Earl CarannanteMML Investors Services, LLCPark Avenue Securities LLC05-29-2013
Michelle Evans DayMML Investors Services, LLCFinancial Telesis Inc10-11-2013
Ryan Charles KaneMML Investors Services, LLCNYLIFE Securities LLC12-05-2013
Brian D. FetscoMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$1008-15-2014
Lorne G. HammondMML Investors Services, LLCPruco Securities, LLC.11-13-2014
William Mercer SchindlerMML Investors Services, LLCLincoln Financial Advisors Corporation12-02-2014
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Showing 1 to 25 of 102 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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