Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donna L. JohnsMML Investors Services, LLCNYLIFE Securities LLC01-03-2019
Brian Francis DunphyMML Investors Services, LLCVALIC Financial Advisors, Inc.11-13-2018
Mark Biagio MartoneMML Investors Services, LLCPruco Securities, LLC.10-26-2017
Carrie M. FleetwoodMML Investors Services, LLCAmeriprise Financial Services, LLC09-22-2017
Todd J. MulhollandMML Investors Services, LLCNYLIFE Securities LLC01-16-2015
Steven Howard Armbrust Sr.MML Investors Services, LLCNYLIFE Securities LLC09-18-2014
Matthew Jude CaponeMML Investors Services, LLCNYLIFE Securities LLC09-15-2014
Cy Thomas HessMML Investors Services, LLCPrudential Investment Management Services LLC05-21-2013
Edward O QuinnMML Investors Services, LLCFidelity Brokerage Services LLC09-09-2009

Showing 1 to 9 of 9 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.