Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Andrew AguirreMML Investors Services, LLCRoyal Alliance Associates, Inc.02-10-2020
Lucas Adrian VasquezMML Investors Services, LLCAXA Advisors, LLC02-05-2020
Joseph Patrick HernandezMML Investors Services, LLCMWA Financial Services Inc.01-27-2020
Vibha Janarden RawalMML Investors Services, LLCAllstate Financial Services, LLC01-16-2020
Jessie C. BrownMML Investors Services, LLCAvantax Investment Services, Inc.01-15-2020
Daniel CarrollMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-10-2020
Craig Andrew MillerMML Investors Services, LLCFarmers Financial Solutions, LLC10-22-2019
Paul David TearsonMML Investors Services, LLCNYLIFE Securities LLC10-02-2019
Jesus G. Carranco Jr.MML Investors Services, LLCNYLIFE Securities LLC09-27-2019
Joseph Charles KleinMML Investors Services, LLCComerica Securities$1,00009-20-2019
Brittany Alexis WebbMML Investors Services, LLCAXA Advisors, LLC09-19-2019
Ryan T. NealMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-24-2019
Adam David SchwartzMML Investors Services, LLCNYLIFE Securities LLC06-12-2019
Andrew Byron WallaceMML Investors Services, LLCEdward Jones04-01-2019
Daniel Robert MatzMML Investors Services, LLCNYLIFE Securities LLC03-26-2019
Michael Wayne Parker Jr.MML Investors Services, LLCMML Investors Services, LLC02-28-2019
Maria Patricia ClarkMML Investors Services, LLCNYLIFE Securities LLC02-14-2019
Matthew S. WintersMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-06-2019
Frederick Bishop SteubingMML Investors Services, LLCNYLIFE Securities LLC01-08-2019
Francisco G. Orozco-CanalesMML Investors Services, LLCNYLIFE Securities LLC11-12-2018
Patrick Thomas NolanMML Investors Services, LLCUSAA Investment Management Company11-08-2018
Nicholas Brett GormanMML Investors Services, LLCFarmers Financial Solutions, LLC10-16-2018
Ernest De La Rosa Jr.MML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Steven James HarrisMML Investors Services, LLCInvesco Distributors, Inc.09-20-2018
David Lloyd BrundageMML Investors Services, LLCAmeriprise Financial Services, LLC$5009-07-2018
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Showing 1 to 25 of 141 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.