Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bruce Douglas UphamMML Investors Services, LLCVALIC Financial Advisors, Inc.02-18-2009
Brenda Sharon KendallMML Investors Services, LLCSagePoint Financial, Inc.01-08-2010
Darren Scott ScrimpshireMML Investors Services, LLCAmeriprise Financial Services, Inc.01-08-2010
Jeffrey Arnold McCrackenMML Investors Services, LLCLPL Financial LLC06-21-2010
Matthew Taylor ManningMML Investors Services, LLCMetLife Securities Inc.10-01-2010
Lalit JallanMML Investors Services, LLCNYLIFE Securities LLC$2506-02-2011
Nicholas Ryan AtwoodMML Investors Services, LLCLincoln Financial Advisors Corporation07-05-2011
Daniel Louis DiamondMML Investors Services, LLCLincoln Financial Advisors Corporation01-09-2012
Timothy Darren StarkMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-31-2012
Adrienne Elizabeth UpchurchMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-11-2013
Toine Tan NguyenMML Investors Services, LLCState Farm VP Management Corp.06-12-2013
Joseph Tyler FoxworthMML Investors Services, LLCLincoln Financial Securities Corporation12-04-2013
Michael E. WeinerMML Investors Services, LLCNYLIFE Securities LLC04-08-2015
John Miguel JettMML Investors Services, LLCNYLIFE Securities LLC$5005-11-2015
Clayton J. MahoneMML Investors Services, LLCTrinity Portfolio Advisors, LLC10-30-2015
Loc Xuan LeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-10-2015
Ryan Lee SoulierMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-29-2016
Michael Joseph GiannettiMML Investors Services, LLCSagePoint Financial, Inc.$1003-17-2016
Lucas Wayne CheathamMML Investors Services, LLCPark Avenue Securities LLC03-30-2016
Michael Adam SitzmanMML Investors Services, LLCPark Avenue Securities LLC$2104-05-2016
Sammy M. SalekMML Investors Services, LLCJ.P. Morgan Securities LLC04-14-2016
Tracy John BrownMML Investors Services, LLCPark Avenue Securities LLC07-21-2016
Feroz MolooMML Investors Services, LLCTransamerica Financial Advisors, Inc10-05-2016
Bryan Douglas SmithMML Investors Services, LLCAXA Advisors, LLC10-18-2016
Matthew R. WilliamsMML Investors Services, LLCAXA Advisors, LLC12-06-2016
Next Page »

Showing 1 to 25 of 118 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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