Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adrienne Elizabeth UpchurchMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-11-2013
Berkely R ArrantsMML Investors Services, LLCWealth Development Strategies Investment Advisory, Inc.$5002-14-2014
Brenda Sharon KendallMML Investors Services, LLCSagePoint Financial, Inc.01-08-2010
Brittany Alexis WebbMML Investors Services, LLCEquitable Advisors, LLC09-19-2019
Bruce Douglas UphamMML Investors Services, LLCVALIC Financial Advisors, Inc.02-18-2009
Bryan Douglas SmithMML Investors Services, LLCEquitable Advisors, LLC10-18-2016
Christopher M BlackburnMML Investors Services, LLCE*TRADE Securities LLC09-17-2020
Clayton J MahoneMML Investors Services, LLCTrinity Portfolio Advisors, LLC10-30-2015
Cody Austin SuttonMML Investors Services, LLCKestra Investment Services, LLC01-03-2017
Daisy G PenaMML Investors Services, LLCNYLIFE Securities LLC10-18-2017
Daniel CarrollMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-10-2020
Daniel Louis DiamondMML Investors Services, LLCLincoln Financial Advisors Corporation$5001-09-2012
Darren Scott ScrimpshireMML Investors Services, LLCAmeriprise Financial Services, LLC01-08-2010
David Chase KincannonMML Investors Services, LLCState Farm VP Management Corp.11-01-2013
Feroz MolooMML Investors Services, LLCTransamerica Financial Advisors, Inc10-05-2016
Frank William Marra IIIMML Investors Services, LLCOneAmerica Securities, Inc.07-25-2018
Frederick Bishop SteubingMML Investors Services, LLCNYLIFE Securities LLC01-08-2019
Goh-Lang EngMML Investors Services, LLCSt. Bernard Financial Services, Inc.02-22-2018
Hugo HernandezMML Investors Services, LLCNYLIFE Securities LLC05-09-2017
Huison Andrea KimMML Investors Services, LLCFarmers Financial Solutions, LLC03-23-2017
James Paul CurryMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-18-2017
Jay Thomas LancasterMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-01-2018
Jeffrey Arnold McCrackenMML Investors Services, LLCLPL Financial LLC06-21-2010
Jennifer Nicole BeaudetMML Investors Services, LLCThrivent Investment Management Inc.09-15-2015
Jessie C BrownMML Investors Services, LLCAvantax Investment Services, Inc.01-15-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.