Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Benton PennMML Investors Services, LLCAllstate Financial Services, LLC09-11-2019
Jennifer Scanlon RossettiniMML Investors Services, LLCAllstate Financial Services, LLC12-19-2017
Jeffrey Lee HopkinsMML Investors Services, LLCAllstate Financial Services, LLC$50005-24-2016
Britany Leigh EnelowMML Investors Services, LLCAmeriprise Financial Services, Inc.11-21-2018
Travis Lee PowellMML Investors Services, LLCAmeriprise Financial Services, Inc.08-31-2017
Thomas Courtney BlockMML Investors Services, LLCAmeriprise Financial Services, Inc.$50003-27-2013
Julia Marie SeroskieMML Investors Services, LLCAmeriprise Financial Services, Inc.$10010-10-2009
Taylor David BeardMML Investors Services, LLCAmeriprise Financial Services, Inc.07-21-2009
Steven Kyle SykesMML Investors Services, LLCAmeriprise Financial Services, Inc.06-11-2009
William Everett Counts IVMML Investors Services, LLCAmeritas Investment Corp.07-26-2019
Tracy M MeadeMML Investors Services, LLCAmeritas Investment Corp.08-01-2016
Mark Anthony TaylorMML Investors Services, LLCCapitol Securities Management, Inc.11-15-2019
Mark Thomas MinerMML Investors Services, LLCCAPTRUST$50011-28-2017
Victor Joseph Puliafico IIMML Investors Services, LLCCetera Investment Services LLC$50001-02-2018
Carter Desportes HallMML Investors Services, LLCCUNA Brokerage Services, Inc.07-17-2014
Francis Robert SuretteMML Investors Services, LLCEagle Strategies LLC$25001-28-2013
Ryan Paul JenkinsMML Investors Services, LLCEdward Jones10-21-2019
Kevin Patrick MalloryMML Investors Services, LLCEdward Jones07-30-2019
Ashley W OwensMML Investors Services, LLCEdward Jones06-26-2014
Georgia Fay AllenMML Investors Services, LLCFirst Command Financial Planning, Inc.07-01-2015
Kenan Nathaniel BellMML Investors Services, LLCForeside Fund Services, LLC05-06-2019
Douglas Edward JonesMML Investors Services, LLCGWN Securities Inc.04-28-2011
Michael William WalbridgeMML Investors Services, LLCJ.P. Morgan Securities LLC09-24-2019
William Brett CollinsMML Investors Services, LLCLincoln Financial Advisors Corporation08-26-2014
John Morrison LargenMML Investors Services, LLCLincoln Financial Securities Corporation01-10-2018
Next Page »

Showing 1 to 25 of 69 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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