Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan D PhanMML Investors Services, LLCPark Avenue Securities LLC$5002-11-2009
Julia Marie SeroskieMML Investors Services, LLCAmeriprise Financial Services, LLC10-10-2009
Brandon Wesley GulleyMML Investors Services, LLCWells Fargo Clearing Services, LLC$22202-08-2010
Brian J LarocheMML Investors Services, LLCNext Financial Group, Inc.12-09-2011
Nicholas John IngramMML Investors Services, LLCPark Avenue Securities LLC07-05-2012
Francis Robert SuretteMML Investors Services, LLCEagle Strategies LLC$901-28-2013
Cameron F MillerMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2013
Simon ZhengMML Investors Services, LLCNYLIFE Securities LLC04-29-2013
Theresa Wong David WhiteMML Investors Services, LLCNYLIFE Securities LLC06-17-2013
Christopher John WestermanMML Investors Services, LLCRaymond James Financial Services, Inc.10-25-2013
Angelique Nicole AyalaMML Investors Services, LLCManna Financial Services Corporation02-11-2015
Derry Leroy Haywood IIMML Investors Services, LLCNew England Securities06-08-2015
Mary M MickMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-07-2015
Cameron Bret KernsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-05-2016
Zaina S BankwallaMML Investors Services, LLCRaymond James Financial Services, Inc.01-21-2016
Robert Louis PickettMML Investors Services, LLCSagePoint Financial, Inc.03-10-2016
Matthew Edwin WicklineMML Investors Services, LLCNYLIFE Securities LLC04-05-2016
John Garrison SarrettMML Investors Services, LLCSecurian Financial Services, Inc.$2,00003-17-2017
Christopher Martin BowenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-20-2017
Terri Lynn RyallsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-07-2017
Steven Anthony CochraneMML Investors Services, LLCLincoln Financial Securities Corporation08-18-2017
Tearanie Janaye ParkerMML Investors Services, LLCWaddell & Reed10-19-2017
Mark Thomas MinerMML Investors Services, LLCCAPTRUST$50011-28-2017
Matthew Richard HaskeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-29-2018
Timothy Blair MorrisMML Investors Services, LLCRaymond James Financial Services, Inc.05-29-2018
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.