Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elaine Marie BayliffMML Investors Services, LLCPark Avenue Securities LLC02-11-2009
Steven Kyle SykesMML Investors Services, LLCAmeriprise Financial Services, Inc.06-11-2009
Taylor David BeardMML Investors Services, LLCAmeriprise Financial Services, Inc.07-21-2009
Darren BanhMML Investors Services, LLCWaddell & Reed09-15-2009
Julia Marie SeroskieMML Investors Services, LLCAmeriprise Financial Services, Inc.$10010-10-2009
Nelson Bradford AhernMML Investors Services, LLCNYLIFE Securities LLC$38011-17-2009
John William DixonMML Investors Services, LLCPark Avenue Securities LLC04-19-2010
James Edward FriddellMML Investors Services, LLCUBS Financial Services Inc.01-16-2011
Stephen Lloyd GoodMML Investors Services, LLCUSAA Financial Advisors, Inc.$10003-24-2011
Douglas Edward JonesMML Investors Services, LLCGWN Securities Inc.04-28-2011
Brian J LarocheMML Investors Services, LLCNext Financial Group, Inc.$10012-09-2011
Maria Anastas LermanMML Investors Services, LLCPark Avenue Securities LLC12-16-2011
Elizabeth Hertzler VillenaveMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-30-2012
Nicholas J. IngramMML Investors Services, LLCPark Avenue Securities LLC07-05-2012
Francis Robert SuretteMML Investors Services, LLCEagle Strategies LLC$25001-28-2013
Thomas Courtney BlockMML Investors Services, LLCAmeriprise Financial Services, Inc.$50003-27-2013
Corey Brooke RamseyMML Investors Services, LLCPruco Securities, LLC.04-15-2013
Cameron F. MillerMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2013
Simon ZhengMML Investors Services, LLCNYLIFE Securities LLC04-29-2013
Theresa W. WhiteMML Investors Services, LLCNYLIFE Securities LLC06-17-2013
Christopher John WestermanMML Investors Services, LLCRaymond James Financial Services, Inc.10-25-2013
Lucy Wanda ChmielewskiMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-28-2014
Ashley W OwensMML Investors Services, LLCEdward Jones06-26-2014
Carter Desportes HallMML Investors Services, LLCCUNA Brokerage Services, Inc.07-17-2014
William Brett CollinsMML Investors Services, LLCLincoln Financial Advisors Corporation08-26-2014
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Showing 1 to 25 of 69 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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