Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Akeem Marak ProsserMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2018
Andy G. KimMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Angelique Nicole AyalaMML Investors Services, LLCManna Financial Services Corporation02-11-2015
Barbara Reese HunterMML Investors Services, LLCMetLife Securities Inc.$15003-25-2017
Baron Purnell BraswellMML Investors Services, LLCMetLife Securities Inc.$2203-25-2017
Brian J LarocheMML Investors Services, LLCNext Financial Group, Inc.12-09-2011
Britany Leigh EnelowMML Investors Services, LLCAmeriprise Financial Services, Inc.11-21-2018
Cameron Bret KernsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-05-2016
Cameron F. MillerMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2013
Christopher Allin HerringMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Christopher John WestermanMML Investors Services, LLCRaymond James Financial Services, Inc.10-25-2013
Christopher Martin BowenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-20-2017
Christy Marie LearyMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Darius Terrill SmithMML Investors Services, LLCMetLife Securities Inc.03-25-2017
David H. NittaMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-15-2019
Derry Leroy Haywood IIMML Investors Services, LLCNew England Securities06-08-2015
Elizabeth Hertzler VillenaveMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-30-2012
Elizabeth O'Reilly PateMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Francis Robert SuretteMML Investors Services, LLCNYLIFE Securities LLC$2501-28-2013
Geoffrey MarshMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Iris Amalfi LavigneMML Investors Services, LLCMetLife Securities Inc.03-25-2017
James Edward FriddellMML Investors Services, LLCUBS Financial Services Inc.01-16-2011
John Dimitrios DragonasMML Investors Services, LLCMetLife Securities Inc.03-25-2017
John Garrison SarrettMML Investors Services, LLCSecurian Financial Services, Inc.$2,00003-17-2017
John Howard WheelerMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Next Page »

Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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