Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Aaron RosalesMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-17-2020
Charles Norman ShafferMML Investors Services, LLCNYLIFE Securities LLC01-09-2020
Ludwig Prufer Vollers IIIMML Investors Services, LLCEdward Jones06-21-2019
Michelle Ann HeffelMML Investors Services, LLCForesters Financial Services, Inc.06-14-2018
Christine Sionia NeilsonMML Investors Services, LLCHorace Mann Investors, Inc.05-24-2018
Stephen J. CookeMML Investors Services, LLCAmeritas Investment Company, LLC02-12-2018
Christopher Robert WolpertMML Investors Services, LLCMWA Financial Services Inc.01-23-2018
Frank Thomas James LuskMML Investors Services, LLCNYLIFE Securities LLC08-23-2017
Gaston De La TorreMML Investors Services, LLCNYLIFE Securities LLC02-22-2017
Olja DjuranovicMML Investors Services, LLCNYLIFE Securities LLC07-19-2016
Quynh-Anh Thi NguyenMML Investors Services, LLCPruco Securities, LLC.02-05-2016
Robert Dean YoungMML Investors Services, LLCNYLIFE Securities LLC09-11-2015
Deborah A. WakefieldMML Investors Services, LLCNYLIFE Securities LLC02-11-2015
Craig James ArmstrongMML Investors Services, LLCMutual of Omaha Investor Services, Inc.10-16-2014
Loren Crosby DavidsonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-26-2014
James Robert BocinskyMML Investors Services, LLCM Holdings Securities, Inc.11-16-2012
Steven J OrchekowskyMML Investors Services, LLCPrincipal Securities, Inc.03-29-2011
Lim YiMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$108-12-2016
John William Misner Jr.MML Investors Services, LLCRBC Capital Markets, LLC$20003-05-2019

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.