Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rachel Lynn DixMML Investors Services, LLCFidelity Personal and Workplace Advisors04-13-2020
Matthew Charles MolitorMML Investors Services, LLCMML Investors Services, LLC03-09-2020
Jennifer Sue BrownellMML Investors Services, LLCThrivent Investment Management Inc.01-10-2020
Chase DrakeMML Investors Services, LLCAmeriprise Financial Services, LLC01-06-2020
Gary Michael TsoumasMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-09-2019
Brian A. HochschildMML Investors Services, LLCCetera Financial Specialists LLC09-17-2019
Thomas Francis DunnMML Investors Services, LLCKMA Financial Services, LLC09-21-2018
Robert S JohnstonMML Investors Services, LLCPrincipal Securities, Inc.09-07-2018
Shannon McGlocklinMML Investors Services, LLCLPL Financial LLC09-07-2018
Timothy Michael MagnerMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-30-2018
Brian R PondMML Investors Services, LLCFidelity Brokerage Services LLC$1006-18-2018
Kasey Clinton SipiorskiMML Investors Services, LLCThrivent Investment Management Inc.05-07-2018
Michael D. RuzekMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-26-2018
Richard Gust MakiMML Investors Services, LLCThrivent Investment Management Inc.02-14-2018
Guy McCauleyMML Investors Services, LLCPruco Securities, LLC.02-12-2018
Jorge Auturo BenaventeMML Investors Services, LLCPFS Investments Inc.01-03-2018
Samuel Paul SimonesMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-26-2017
Trisha S. TetzlaffMML Investors Services, LLCTransamerica Financial Advisors, Inc09-22-2017
Peter Donovan LarsonMML Investors Services, LLCThrivent Investment Management Inc.06-22-2017
Jennifer Dawson OlsonMML Investors Services, LLCSII Investments, Inc.05-25-2017
Scott Albert PerkinsMML Investors Services, LLCCapital Financial Services, Inc.02-21-2017
Mark Frederick McKeelMML Investors Services, LLCLPL Financial LLC09-22-2016
Mya Korin BranumMML Investors Services, LLCPrincipal Securities, Inc.08-09-2016
John James WhiteMML Investors Services, LLCEdward Jones07-11-2016
Ryan Robert PankratzMML Investors Services, LLCCountry Capital Management Company03-10-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.