Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Michael EffertMML Investors Services, LLCM&I Financial Advisors, Inc.$25003-19-2009
Leo Michael QuickMML Investors Services, LLCU.S. Bancorp Investments, Inc.$10008-11-2009
Dennis Carl HaaslMML Investors Services, LLCThrivent Investment Management Inc.$10002-26-2010
Rodney Alan EissensMML Investors Services, LLCThrivent Investment Management Inc.$25002-26-2010
Gregory Joseph HowellMML Investors Services, LLCPackerland Brokerage Services, Inc.$10003-19-2010
Michael John ReiselMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-25-2011
Benjamin Garrett WubbelsMML Investors Services, LLCAXA Advisors, LLC03-16-2012
Samuel P KruschelMML Investors Services, LLCMorgan Stanley$16206-19-2013
William John SutherlandMML Investors Services, LLCRobert W. Baird & Co. Incorporated07-02-2013
Brian John NygaardMML Investors Services, LLCCetera Investment Services LLC$10009-30-2014
Joshua James FischerMML Investors Services, LLCThrivent Investment Management Inc.10-14-2014
Scott Lee LambieMML Investors Services, LLCNYLIFE Securities LLC02-13-2015
Robert Charles ThorsenMML Investors Services, LLCAmeritas Investment Corp.05-15-2015
Robert Allen MalchetskeMML Investors Services, LLCAmeritas Investment Corp.05-15-2015
Daniel Roy ThiesMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-25-2016
Ryan Robert PankratzMML Investors Services, LLCCountry Capital Management Company03-10-2016
John James WhiteMML Investors Services, LLCEdward Jones07-11-2016
Mya Korin BranumMML Investors Services, LLCPrincipal Securities, Inc.08-09-2016
Mark Frederick McKeelMML Investors Services, LLCLPL Financial LLC$25009-22-2016
SCOTT ALBERT PERKINSMML Investors Services, LLCCapital Financial Services, Inc.$31002-21-2017
Jennifer Dawson OlsonMML Investors Services, LLCSII Investments, Inc.05-25-2017
Peter Donovan LarsonMML Investors Services, LLCThrivent Investment Management Inc.06-22-2017
Trisha S. TetzlaffMML Investors Services, LLCTransamerica Financial Advisors, Inc09-22-2017
Samuel Paul SimonesMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-26-2017
Jorge Auturo BenaventeMML Investors Services, LLCPFS Investments Inc.01-03-2018
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.