Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas Thomas Auriemma Jr.MML Investors Services, LLCEquity Services, Inc.07-08-2019
Daniel Paul BivianoMML Investors Services, LLCHornor, Townsend & Kent, LLC07-08-2019
Jermaine NepaulMML Investors Services, LLCAXA Advisors, LLC06-27-2019
Rodney Francis BarberMML Investors Services, LLCWoodmen Financial Services, Inc.$5006-25-2019
Michael PoseyMML Investors Services, LLCNYLIFE Securities LLC06-21-2019
Ludwig Prufer Vollers IIIMML Investors Services, LLCEdward Jones06-21-2019
Derek Christopher JumperMML Investors Services, LLCAE Wealth Management, LLC06-20-2019
Randall Charles KochMML Investors Services, LLCW&S Brokerage Services, Inc.06-18-2019
Adam David SchwartzMML Investors Services, LLCNYLIFE Securities LLC06-12-2019
Benjamin James KagelMML Investors Services, LLCEdward Jones06-12-2019
Jessica M HollowayMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$2506-10-2019
Adam Jude CorwinMML Investors Services, LLCOneAmerica Securities, Inc.06-10-2019
Aaron M BaltzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-10-2019
Amy JamrogMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-05-2019
Bashar K. BarazMML Investors Services, LLCSecurian Financial Services, Inc.06-05-2019
Liane Kimura ChongMML Investors Services, LLCAmeriprise Financial Services, Inc.05-17-2019
Kenan Nathaniel BellMML Investors Services, LLCForeside Fund Services, LLC05-06-2019
Eric Alan KrauseMML Investors Services, LLCPruco Securities, LLC.05-06-2019
Sean Patrick TuiteMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-30-2019
Marissa Anne DirnbergerMML Investors Services, LLCFarmers Financial Solutions, LLC04-30-2019
Vijay KrishnaswamyMML Investors Services, LLCKestra Investment Services, LLC04-23-2019
Jason Robert StannardMML Investors Services, LLCMorgan Stanley04-18-2019
Thomas M. Valentine Jr.MML Investors Services, LLCCambridge Investment Research, Inc.04-17-2019
Barbara Elaine HebertMML Investors Services, LLCWoodmen Financial Services, Inc.04-16-2019
Kierstin Kay ErwinMML Investors Services, LLCAXA Advisors, LLC04-11-2019
Next Page »

Showing 1 to 25 of 101 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.