Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hyeseon HongMML Investors Services, LLCNI Advisors03-18-2019
Stephen Michael GrantMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-19-2019
John Joseph SalinaMML Investors Services, LLCNYLIFE Securities LLC03-22-2019
Faris NagleMML Investors Services, LLCAllianz Life Financial Services, LLC03-25-2019
Toni Lynn ClarkMML Investors Services, LLCNYLIFE Securities LLC03-26-2019
Cynthia Jean ObrienMML Investors Services, LLCPark Avenue Securities LLC$2503-26-2019
Kyle Gavin ConnollyMML Investors Services, LLCForesters Financial Services, Inc.03-29-2019
Robert FreedMML Investors Services, LLCEdward Jones04-02-2019
Derek Knight FairchildMML Investors Services, LLCNYLIFE Securities LLC04-03-2019
Daniel A CapoteMML Investors Services, LLCMutual of Omaha Investor Services, Inc.04-04-2019
James D Thibaut IIMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-05-2019
Jonathan Andrew GruberMML Investors Services, LLCEquitable Advisors, LLC04-09-2019
Thomas Joseph EnglishMML Investors Services, LLCALPS Distributors, Inc.04-10-2019
Timothy Charles GonyoMML Investors Services, LLCWoodmen Financial Services, Inc.04-10-2019
Kierstin Kay ErwinMML Investors Services, LLCEquitable Advisors, LLC04-11-2019
Nilay S PatelMML Investors Services, LLCForesters Financial Services, Inc.04-12-2019
Katie Ann HudsonMML Investors Services, LLCForesters Financial Services, Inc.$2504-15-2019
Guillermo A SileskyMML Investors Services, LLCPruco Securities, LLC.04-16-2019
Fred Henry SpagatMML Investors Services, LLCNYLIFE Securities LLC04-17-2019
Thomas M Valentine JrMML Investors Services, LLCCambridge Investment Research, Inc.04-17-2019
Jason Robert StannardMML Investors Services, LLCMorgan Stanley04-18-2019
Michael Matthew PfenningerMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2019
Brian R YoungMML Investors Services, LLCPark Avenue Securities LLC04-24-2019
Kevin Patrick DehondMML Investors Services, LLCM&T Securities, Inc.$2504-26-2019
Vincent Eugene DelicataMML Investors Services, LLCTFO-TDC, LLC04-26-2019
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.