Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Charles KleinMML Investors Services, LLCComerica Securities$10009-20-2019
Josiah Paul MartinMML Investors Services, LLCMorgan Stanley09-20-2019
Jay J StraussMML Investors Services, LLCPark Avenue Securities LLC$10009-17-2019
Brian A. HochschildMML Investors Services, LLCCetera Financial Specialists LLC09-17-2019
Jacqueline Marie Therese GrellingerMML Investors Services, LLCAXA Advisors, LLC09-16-2019
Alexander I MillsMML Investors Services, LLCEdward Jones09-13-2019
Luke HopkinsMML Investors Services, LLCIntervest International Equities Corporation$10009-12-2019
John K. HamanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-12-2019
John D TosattoMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$10009-11-2019
Robert Benton PennMML Investors Services, LLCAllstate Financial Services, LLC09-11-2019
Elis PerovicMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2019
Mark S. RobinsonMML Investors Services, LLCPruco Securities, LLC.09-09-2019
Charles Mitten FoxMML Investors Services, LLCVanguard Marketing Corporation09-09-2019
Jason Michael McFaulMML Investors Services, LLCEquity Services, Inc.09-05-2019
Jonathan Wyat GreenwichMML Investors Services, LLCRoyal Alliance Associates, Inc.09-05-2019
Nhu Quynh DaoMML Investors Services, LLCNYLIFE Securities LLC$10009-03-2019
Ryan Edward DuttonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-03-2019
Martin KristMML Investors Services, LLCPruco Securities, LLC.08-28-2019
Jaime KobinMML Investors Services, LLCNYLIFE Securities LLC08-20-2019
Bradley GodfreyMML Investors Services, LLCEdward Jones$10008-16-2019
Scott William StasnyMML Investors Services, LLCHorace Mann Investors, Inc.08-16-2019
Richard Sterling PriceMML Investors Services, LLCNYLIFE Securities LLC08-16-2019
Robert Bradley IIIMML Investors Services, LLCNYLIFE Securities LLC08-16-2019
Matthew R. LiffickMML Investors Services, LLCFirst Allied Securities, Inc.08-16-2019
John Peter SchmickMML Investors Services, LLCPruco Securities, LLC.08-13-2019
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.