Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrea Bates McGrathMML Investors Services, LLCVoya Financial Advisors, Inc.$5007-17-2019
Diana CahillMML Investors Services, LLCEquitable Advisors, LLC07-17-2019
Michael GaliettaMML Investors Services, LLCPruco Securities, LLC.07-15-2019
Brad J DyksenMML Investors Services, LLCJ. Alden Associates, Inc.07-10-2019
Logan Bradley SmithMML Investors Services, LLCOneAmerica Securities, Inc.07-09-2019
Elisabeth Leydon BradyMML Investors Services, LLCMWA Financial Services Inc.07-09-2019
Nicholas Thomas Auriemma JrMML Investors Services, LLCEquity Services, Inc.07-08-2019
Daniel Paul BivianoMML Investors Services, LLCHornor, Townsend & Kent, LLC07-08-2019
Thomas J CuocoMML Investors Services, LLCNYLIFE Securities LLC07-08-2019
Michael Robert BeckquistMML Investors Services, LLCForesters Financial Services, Inc.07-01-2019
Rodney Francis BarberMML Investors Services, LLCWoodmen Financial Services, Inc.$5006-25-2019
Daniel Carl SwansonMML Investors Services, LLCWoodbury Financial Services, Inc.06-25-2019

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.