Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Julian Thomas Rosdick IIMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Discount Brokerage, Inc.$5012-14-2015
Kevin C OlsonMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Global Capital Corp.09-24-2014
Bryan Everette SpencerMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Global Capital Corp.$109-26-2011
Kevin James BarnettMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Global Capital Corp.09-26-2011
Nathan K CarpenterMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Global Capital Corp.$5005-24-2010
Anthony J SeifertMerrill Lynch, Pierce, Fenner & Smith Incorporated360 Financial Partners, LLC08-24-2016
Roger Cinwei ChiangMerrill Lynch, Pierce, Fenner & Smith IncorporatedA.G.P. / Alliance Global Partners07-21-2016
Pedro GomezMerrill Lynch, Pierce, Fenner & Smith IncorporatedA.G.P. / Alliance Global Partners10-14-2013
Paula L EagleMerrill Lynch, Pierce, Fenner & Smith IncorporatedABG Sundal Collier Inc.05-31-2018
Jody Lynn Van HeckeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAbles, Iannone, Moore & Associates, Inc.10-13-2016
Bryce William LeygraafMerrill Lynch, Pierce, Fenner & Smith IncorporatedAcorn Financial Advisory Services, Inc.02-21-2018
Pablo Francisco SadaMerrill Lynch, Pierce, Fenner & Smith IncorporatedActinver Securities, Inc.$20007-06-2010
Robert A. Setzer Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedADP Broker-Dealer, Inc.09-27-2017
Gregg Gerard Panski IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedADP Broker-Dealer, Inc.05-20-2016
Mark A SluiterMerrill Lynch, Pierce, Fenner & Smith IncorporatedADP Broker-Dealer, Inc.04-22-2013
John Everette StreetMerrill Lynch, Pierce, Fenner & Smith IncorporatedADP Broker-Dealer, Inc.08-10-2011
Jonathan Owen KleintopMerrill Lynch, Pierce, Fenner & Smith IncorporatedADP Broker-Dealer, Inc.05-03-2010
Eric C HillMerrill Lynch, Pierce, Fenner & Smith IncorporatedAdvanced Equities, Inc.08-27-2012
Jeffrey Joseph PaladinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAdvisors Asset Management, Inc.11-04-2015
Ernest William Ross IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedAdvisors Asset Management, Inc.05-01-2014
Omar J. Garcia RiveraMerrill Lynch, Pierce, Fenner & Smith IncorporatedAegis Capital Corp.10-11-2018
Robert Wade LapietraMerrill Lynch, Pierce, Fenner & Smith IncorporatedAegis Capital Corp.11-09-2017
Anthony Joseph ScalamandreMerrill Lynch, Pierce, Fenner & Smith IncorporatedAegis Capital Corp.08-29-2017
Mark Dominick FurnariMerrill Lynch, Pierce, Fenner & Smith IncorporatedAegis Capital Corp.04-07-2016
Dennis Walter SinghMerrill Lynch, Pierce, Fenner & Smith IncorporatedAegis Capital Corp.$5001-10-2011
Next Page »

Showing 1 to 25 of 7,741 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.