Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Julian Thomas Rosdick IIMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Discount Brokerage, Inc.$1012-14-2015
Kevin Christopher OlsonMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Global Capital Corp.09-24-2014
Kevin James BarnettMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Global Capital Corp.09-26-2011
Bryan Everette SpencerMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Global Capital Corp.09-26-2011
Nathan K CarpenterMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Global Capital Corp.05-24-2010
Anthony J. SeifertMerrill Lynch, Pierce, Fenner & Smith Incorporated360 Financial Partners, LLC08-24-2016
Robert Gunter LoweMerrill Lynch, Pierce, Fenner & Smith Incorporated7th Harvest Investments07-18-2011
Gregory Vincent GiuntoMerrill Lynch, Pierce, Fenner & Smith IncorporatedA & I Financial Services, LLC02-28-2012
Roger Cinwei ChiangMerrill Lynch, Pierce, Fenner & Smith IncorporatedA.G.P / Alliance Global Partners07-21-2016
Pedro GomezMerrill Lynch, Pierce, Fenner & Smith IncorporatedA.G.P / Alliance Global Partners10-14-2013
Jeffrey Scott McManusMerrill Lynch, Pierce, Fenner & Smith IncorporatedAarp Financial12-21-2010
Paula L EagleMerrill Lynch, Pierce, Fenner & Smith IncorporatedABG Sundal Collier Inc.05-31-2018
Jody Lynn Van HeckeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAbles, Iannone, Moore & Associates, Inc.10-13-2016
Bryce William LeygraafMerrill Lynch, Pierce, Fenner & Smith IncorporatedAcorn Financial Advisory Services, Inc.02-21-2018
Pablo Francisco SadaMerrill Lynch, Pierce, Fenner & Smith IncorporatedActinver Securities, Inc.07-06-2010
Adalberto CuevasMerrill Lynch, Pierce, Fenner & Smith IncorporatedActinver Securities, Inc.03-19-2010
Parag Mahesh AdhyaruMerrill Lynch, Pierce, Fenner & Smith IncorporatedAdhyaru Asset Management, LLC10-03-2016
Robert A. Setzer Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedADP Broker-Dealer, Inc.09-27-2017
Gregg Gerard PanskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedADP Broker-Dealer, Inc.$15005-20-2016
Mark A SluiterMerrill Lynch, Pierce, Fenner & Smith IncorporatedADP Broker-Dealer, Inc.04-22-2013
John Everette StreetMerrill Lynch, Pierce, Fenner & Smith IncorporatedADP Broker-Dealer, Inc.$2508-10-2011
Jonathan Owen KleintopMerrill Lynch, Pierce, Fenner & Smith IncorporatedADP Broker-Dealer, Inc.05-03-2010
Eric C. HillMerrill Lynch, Pierce, Fenner & Smith IncorporatedAdvanced Equities, Inc.08-27-2012
Jeffrey Joseph PaladinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAdvisors Asset Management, Inc.11-04-2015
Andrew George GergatsoulisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAegis Capital Corp.$10006-17-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.