Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryan Everette SpencerMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Global Capital Corp.09-26-2011
Nathan K CarpenterMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Global Capital Corp.05-24-2010
Anthony J. SeifertMerrill Lynch, Pierce, Fenner & Smith Incorporated360 Financial Partners, LLC08-24-2016
Paula L EagleMerrill Lynch, Pierce, Fenner & Smith IncorporatedABG Sundal Collier Inc.05-31-2018
Jody Lynn Van HeckeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAbles, Iannone, Moore & Associates, Inc.10-13-2016
Bryce William LeygraafMerrill Lynch, Pierce, Fenner & Smith IncorporatedAcorn Financial Advisory Services, Inc.02-21-2018
Pablo Francisco SadaMerrill Lynch, Pierce, Fenner & Smith IncorporatedActinver Securities, Inc.07-06-2010
Adalberto CuevasMerrill Lynch, Pierce, Fenner & Smith IncorporatedActinver Securities, Inc.03-19-2010
Mark A SluiterMerrill Lynch, Pierce, Fenner & Smith IncorporatedADP Broker-Dealer, Inc.04-22-2013
Andrew George GergatsoulisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAegis Capital Corp.$10006-17-2019
Hongmei LiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAegis Capital Corp.06-14-2019
Robert Wade LapietraMerrill Lynch, Pierce, Fenner & Smith IncorporatedAegis Capital Corp.11-09-2017
Anthony J. ScalamandreMerrill Lynch, Pierce, Fenner & Smith IncorporatedAegis Capital Corp.08-29-2017
Dennis Walter SinghMerrill Lynch, Pierce, Fenner & Smith IncorporatedAegis Capital Corp.01-10-2011
Robert GleasonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAgile PT Group LLC09-21-2012
William J. ThompsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAIG Capital Services, Inc.10-22-2013
Nicholas M. JacobsMerrill Lynch, Pierce, Fenner & Smith IncorporatedAIG Capital Services, Inc.12-24-2012
Gary Allen Phillips Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAlight Financial Solutions, LLC04-09-2014
Kim S DixonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllen, Mooney & Barnes Brokerage Services, LLC$2509-04-2015
Patrick Frank Watson Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein Investments, Inc.09-19-2018
Mario DigiacomoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein Investments, Inc.08-06-2012
Stephanie Mulder BernalMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.11-30-2018
Robert C. ZieglerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.02-21-2017
Jeffrey David GregorioMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.04-03-2013
Marc R. AngleMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.01-14-2013
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Showing 1 to 25 of 5,098 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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