Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Calixto PerezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-02-2019
Kurt David PetersenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$1,00006-28-2019
Azaad Armaan MohamedMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.$5006-27-2019
Paul John BoesMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors06-26-2019
Kurt David PetersenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$1,00006-26-2019
Dennis Paul WalstonMerrill Lynch, Pierce, Fenner & Smith IncorporatedBofA Securities, Inc.$7806-24-2019
Jessica Laura WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedBofA Securities, Inc.06-24-2019
Shawn Deon WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-24-2019
Nicholas A. DegeorgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC06-24-2019
Kyle A LeikamMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC06-24-2019
Michael Richard KenlineMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.06-24-2019
Sandra Frampton LewandowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
Austen Nathaniel StewartMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-20-2019
Chanda LegerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-20-2019
Angeline Anita CaesarMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
Frank Thomas LacostaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2019
Kelly Marie FriebeleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2019
Elias SanchezMerrill Lynch, Pierce, Fenner & Smith IncorporatedDavid A. Noyes & Company$105-31-2019
Jason Paul SeibertMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-31-2019
Roxanne B. SalinasMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$105-30-2019
Luke Anthony MillikinMerrill Lynch, Pierce, Fenner & Smith IncorporatedBofa Securities, Inc.05-28-2019
Jacob Bradley TelleriaMerrill Lynch, Pierce, Fenner & Smith IncorporatedDAVINCI FINANCIAL DESIGNS05-23-2019
Jacob Bradley TelleriaMerrill Lynch, Pierce, Fenner & Smith IncorporatedDavinci Financial Designs05-23-2019
Allison Coleman SchenkMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$2505-20-2019
Brian Alan WhiteMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-15-2019
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Showing 1 to 25 of 7,747 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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