Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Victor Manuel BarrionuevoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUbs International Inc.$10004-30-2009
Roman Feagins ReedMerrill Lynch, Pierce, Fenner & Smith IncorporatedUbs International Inc.04-30-2009
Kelly C WebbMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15004-30-2009
Steven Elliot CooperMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$10004-30-2009
Granville Trey Ellis HastingsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC04-30-2009
Chirag N. DelwadiaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2009
Sheri Ann BeileMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-01-2009
Mel Saul JacobsMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15005-01-2009
Jonathan David MarkoeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-01-2009
Mark Edward BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-01-2009
Brian GoldsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5005-01-2009
Glen Keith KashetskyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15005-01-2009
Patricia Michele Murphy-RadiganMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-01-2009
Cindy Speigner CornetteMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC05-01-2009
Mark A. FinelliMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5005-01-2009
Thomas Martel HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5005-01-2009
Paul Warren VizankoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Investments, LLC05-04-2009
Brandon Thomas SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5005-04-2009
Paul Arthur JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$1005-06-2009
James Wagoner PellerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$10005-08-2009
Mary Ng KoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5005-08-2009
Christopher Joseph BuccheriMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-08-2009
John Edward LowMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$2505-08-2009
David John HarrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-08-2009
Robert Steven PawlowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5005-08-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.