Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Donald CarterMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-08-2009
Rajesh MarkanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-08-2009
Kevin Wayne FederMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-08-2009
William Scott Parker Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedASG Securities, Inc.05-08-2009
Floyd Devoe JordanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-13-2009
Pamela Waxler FogtMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$1005-13-2009
Stephen Patrick McGovernMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10005-13-2009
Michael Brendan ReedMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2009
John Calandro IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedCalandro Advisory Services, Inc.05-14-2009
Kevin CalandroMerrill Lynch, Pierce, Fenner & Smith IncorporatedSanders Morris Harris LLC05-14-2009
Kevin Colby KuhnelMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5005-14-2009
Elena K SteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedSanders Morris Harris LLC05-14-2009
William Lawrence DonnellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10005-15-2009
William Anderson LuttnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15005-15-2009
Suzanne Catherine LatourMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10005-15-2009
Laura Michelle RobertMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$105-15-2009
B. Thomas CalfeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-15-2009
Ryan L. WetselMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5005-15-2009
Jose Luis Rojas Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2505-15-2009
Darren Dean GrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-15-2009
John Felix CioccaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$2505-15-2009
Hillary Anne HendersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-15-2009
Thomas Brian Matarazzo Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-18-2009
John Joseph PelusoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-21-2009
Leon Russell LaubMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5005-21-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.