Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank Hanna KirkMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-22-2009
Michael Robert SteifMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15005-22-2009
Robert BresnahanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-22-2009
Kevin Alan RubinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-22-2009
Frank Malcolm Minor IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10005-22-2009
Francis Marshall TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-22-2009
Patrick John MollenkampMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15005-22-2009
David R LowenthalMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15005-22-2009
Barak RavivMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-22-2009
Natalie A. KirkMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$105-22-2009
Nils Robert BoschMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-22-2009
Lawrence Alan WeissMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5005-27-2009
Daniel John GoldsmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2505-27-2009
William J Rovere Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-28-2009
Thomas Scott HolsteadMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-28-2009
Stuart Alan WinnMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15005-28-2009
Jason David GordonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-28-2009
Jennifer D'Ann RussellMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-28-2009
David Patrick GrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated05-28-2009
Daniel Robert Bott Sr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-29-2009
Luther Matthew ByrdMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5005-29-2009
Carla Jean LangMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5005-29-2009
Paul Francis OakleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2505-29-2009
Jeffrey Philip ElmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15005-29-2009
Robert K PrestonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC05-29-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.