Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Madison Yerkes Saurman, Thomas Owen Maher Jr., Gabrielle O Deen, Fred SciasciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-26-2009
Pedro M Suau-SanchidrianMerrill Lynch, Pierce, Fenner & Smith IncorporatedPopular Securities, LLC06-26-2009
Barry Charles HamdorfMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-30-2009
Steven Gerald ScaliciMerrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation06-30-2009
Darwin Clair Campbell, Matthew Richard MatherlyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-01-2009
Danny Zuhair KamalMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5007-02-2009
David WurstMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$50007-02-2009
Jacob Anthony KozmicMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-02-2009
Jesus RomeroMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15007-02-2009
Pedro Paulo Silva, Andre Oliveira De MendesMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-02-2009
Ronald George Reinert, Roger Dewayne HollandMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-02-2009
Joshua Charles StrimpleMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-06-2009
John H Haselton, Jason Daniel PatrickMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-07-2009
Robert Wooten AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-07-2009
Julie K Lane-Bockelman, Kenneth Richard Johnson, James Steven GaveganMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-08-2009
Manuel M RobertoMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-08-2009
Douglas G AdamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-09-2009
Allen Keith ShortMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-10-2009
Jocelyn Reitzel SullivanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2507-10-2009
Loni Lee AngMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$6907-10-2009
Luke Charles Schell, Howard A WooMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-10-2009
Mark Hodo MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15007-10-2009
Matthew C SloanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5007-10-2009
Steven Carlon Burch Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-10-2009
Thomas Edward Jackson, Margaret Childs DunnMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-10-2009
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Showing 301 to 325 of 7,752 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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