Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gilbert J MauroMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-30-2009
Matthew BirkettMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10007-30-2009
Richard G Brown IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-30-2009
David Charles Turcott, Paul Robert Turcott, Scott Alan Turcott, William E JordenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-31-2009
David Jon GalardiniMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-31-2009
Jeffrey David ChasmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-31-2009
Joseph Bristol KettelleMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-31-2009
Lawrence Alan BarocasMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-31-2009
Marcus Alan DickersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-31-2009
Neil O AbneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-31-2009
Daniel Earl EvansMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-03-2009
Jaime Antonio Rullan, Carlos Gonzalez AbellaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Incorporated of Puerto Rico08-03-2009
Matthew Hilton LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedLincoln Financial Securities Corporation$1008-03-2009
Brandon T HattonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.08-04-2009
Peter John HaynesMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-04-2009
Sara V MccueMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10008-04-2009
Timothy Jonathan PooleMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15008-05-2009
Timothy Joseph LauchMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Wealth Management Services Inc.08-05-2009
Mara Ellen Levitt, Brian Christopher CoatoamMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-06-2009
Larry LytleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-07-2009
Alberto Fernando CosioMerrill Lynch, Pierce, Fenner & Smith IncorporatedSanford C. Bernstein & Co., LLC$108-10-2009
Sean R CarterMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.08-12-2009
Paul Joseph ScileppiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-13-2009
Angela Ruth Johnson-MooreMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-14-2009
Daniel Gray MceachernMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-14-2009
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Showing 351 to 375 of 7,752 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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