Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Frederick ParryMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-12-2009
Clint Lee Harris Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-12-2009
Curtis John ParryMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10006-12-2009
Joshua William CumminsMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10006-12-2009
Richard Thomas Norton Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedDavid Lerner Associates, Inc.06-15-2009
Albert Charles Erni Sr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-15-2009
Thomas Anthony O'Donnell Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments06-15-2009
Daniel P CopelandMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-15-2009
Marcus Edward FieldingMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Investment Services, Inc.06-15-2009
Jeffrey Blane DunbarMerrill Lynch, Pierce, Fenner & Smith IncorporatedStanford Group Company06-15-2009
Richard T CochranMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10006-17-2009
Joseph CochranMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1006-17-2009
Joseph Cameron MurphyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC$10006-18-2009
David Michael StabileMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.$10006-19-2009
James John Heckert Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-19-2009
Lewis Todd LevineMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-19-2009
Glenn Eric FelsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15006-19-2009
Glen Russell WilkMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10006-19-2009
Jonathan B FetnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5006-19-2009
Wade Norman RobertsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5006-19-2009
Harry Matthews Oldham IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-19-2009
Brian Murray BellMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-19-2009
James Royal Kirchner Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-19-2009
Timothy Macnair CahillMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2506-19-2009
Nathan Daniel PerkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15006-19-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.