Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Edward ScudderMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-08-2009
Brian Edward LingleMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10001-08-2009
Paul Joseph LeachMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$1001-08-2009
Brendan C. PerkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-08-2009
Benjamin Dowell Capshaw IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC01-09-2009
Irwin Damascus Wolf IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$101-09-2009
James Bruce TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5001-09-2009
Benjamin Stephen SaxMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5001-09-2009
Richard Moreh Mitchell Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$15001-09-2009
David Victor MenasheMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$10001-09-2009
Bruce MorleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$2501-09-2009
Eric Scott BodnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10001-09-2009
Michael Pair GeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$10001-09-2009
Jay Day Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$2501-09-2009
Lisa Marie ClarkMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC01-09-2009
James Patrick O'ConnorMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15001-09-2009
Gary Alan GrossMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1001-09-2009
David Lawrence BachmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-09-2009
Scott Anderson KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$15001-09-2009
Brian Joseph BenandiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-09-2009
Brett B OslundMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10001-09-2009
Joseph Gregory BauerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2501-09-2009
Richard William Walesch Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-09-2009
Verlin Kim HeimanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2501-09-2009
Stephen Gerard BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. Incorporated01-09-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.