Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Kevin BrennerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$20002-20-2009
Terry Flint SteeleMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-20-2009
Gerald Elwood Britton, Darric Nathaniel BoydMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.02-20-2009
Ellen Deanne ShieryMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC02-20-2009
Helen P de BearnMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.02-24-2009
Stephen Mark GrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.02-26-2009
Glenn Stefan HenshawMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15002-27-2009
Jonathan Scott PhillipsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10002-27-2009
Maceo Samuel SloanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5002-27-2009
Jared C BreaultMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.02-27-2009
Chunyen WangMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5003-05-2009
William John DeMartinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5003-06-2009
Michelle Womick Anderson, Jennifer Suzanne Godsey, Paul Edward BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-06-2009
Martin Barry StocklanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15003-09-2009
Thomas Francis NelsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15003-10-2009
Ioannis Konstantinos MitsisMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-11-2009
Scott Michael KennedyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10003-19-2009
Jeffrey Lee BrisbenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-19-2009
Kevin Wayne NiceleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-19-2009
Michael J BukataMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$15003-25-2009
Edward George Turnbull Jr., Bernard A ManchesterMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10003-27-2009
Jack Edward NewhouseMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5003-27-2009
Todd Charles KornguthMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2503-27-2009
Ziad Emil Habayeb, Emile Nabil HabayebMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-27-2009
Ryan E. Conners-CopelandMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.03-27-2009
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Showing 51 to 75 of 5,090 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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