Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Arthur RidgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$101-30-2009
Peter Attila NagyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2501-30-2009
S Zalmen Zalmen LazaroffMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC02-02-2009
Drew Andrew WilliamsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2009
Laini C OnyeanusiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMacquarie Capital (USA) Inc.02-04-2009
Ronald Jacob DawsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-10-2009
Donald Wayne Kellerman Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.02-12-2009
Maria J. GarciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2009
Deane Lowell CurtissMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$10002-13-2009
Gregory Lucky Nerantzis Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.02-13-2009
Gregory Ellis MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10002-13-2009
Thomas Darin DrakeMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10002-13-2009
Kevin FullerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5002-13-2009
Elias Richard DauMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.02-17-2009
Jeffrey Scott SimmonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrincipal Securities, Inc.02-18-2009
Raymond T. LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$1002-18-2009
Adam Jeffrey CoonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.02-19-2009
Mark Kevin BrennerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$20002-20-2009
Terry Flint SteeleMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-20-2009
Gerald Elwood BrittonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.02-20-2009
Darric Nathaniel BoydMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10002-20-2009
Kyle David ReiseMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$5002-20-2009
Ellen Deanne ShieryMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC02-20-2009
Helen P de BearnMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.02-24-2009
Stephen Mark GrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.02-26-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.