Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Glenn Stefan HenshawMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15002-27-2009
Jared C BreaultMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.02-27-2009
Jonathan Scott PhillipsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10002-27-2009
Matthew Josiah BeldenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.02-27-2009
Maceo Samuel SloanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5002-27-2009
Jason Michael FlanaganMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-01-2009
Paul H. NeumannMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2009
Tom Thomas LawsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-02-2009
Britt Michael LachemannMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC$5003-02-2009
Stuart ImpeyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-03-2009
Chunyen WangMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5003-05-2009
Michelle Womick AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-06-2009
William John DeMartinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5003-06-2009
Jennifer Suzanne GodseyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$2503-06-2009
Barbara Jean HorvathMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10003-06-2009
Paul Edward BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5003-06-2009
Barbara Elaine RigneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUbs International Inc.03-06-2009
Michael Thomas LangloisMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-06-2009
Martin Barry StocklanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15003-09-2009
Aaron David MazerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2009
Douglas John DomianMerrill Lynch, Pierce, Fenner & Smith IncorporatedFairport Capital, Inc.03-09-2009
Eric P. DrakeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2009
Thomas Francis NelsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15003-10-2009
Ioannis Konstantinos MitsisMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-11-2009
Jay Scott OppenheimMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$1003-13-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.