Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward George Turnbull Jr., Bernard A ManchesterMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-27-2009
Jack Edward NewhouseMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5003-27-2009
James Joseph SchmidtMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5003-27-2009
Mari Dawn LloydMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-27-2009
Ryan E. Conners-CopelandMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.$103-27-2009
Scott Francis CunninghamMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-27-2009
Todd Charles KornguthMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2503-27-2009
Ziad Emil Habayeb, Emile Nabil HabayebMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-27-2009
Robert HaykMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-01-2009
Frederick Thomas Sauvan IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC04-02-2009
Michael James BockMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-02-2009
Michael Joseph Kelleher, Jeffrey Alan SilvermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-03-2009
Timothy James StoddartMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-03-2009
Ryan Michael UszenskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-07-2009
Christopher Charles AitkenMerrill Lynch, Pierce, Fenner & Smith IncorporatedStanford Group Company04-09-2009
Douglas Cameron Macaulay, James John KielyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-09-2009
Jennifer Mcmanemin CostelloMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-09-2009
Michael John DonohueMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-09-2009
Paul Whitney StenardMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$5004-09-2009
Sean David GaussMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-09-2009
Vincent Michael CooperMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-09-2009
Michael Robert FordMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-14-2009
Joshua Paul Jaroslow DuksinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC04-16-2009
Daniel Paul CradyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-17-2009
Darrin Michael HoffmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedVantage Point Advisors Inc.04-17-2009
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Showing 126 to 150 of 7,752 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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