Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Louis P SpinelliMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5004-24-2009
Michael David WelchMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-24-2009
Michael Scott WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-24-2009
Raymond Joseph SheedyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-24-2009
Robert Case Duncan, Bradley Lewis NewmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-24-2009
Steven Alan WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-24-2009
Ted HamstraMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15004-24-2009
Terry S ThompsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-24-2009
Tina Marie MckendreeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-24-2009
William Michael Coffey, Mark Andrew Mayer, Paul James McarthurMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-24-2009
Dianne DenisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2504-27-2009
Nicholas A SimonettiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2504-27-2009
Bruce Larsen MicheelMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15004-28-2009
Marc Joseph Gamberdella, John Robert SpruillMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-28-2009
Matthew Eric Margolies, William Augustine Boykin IV, Nicholas R SebastianMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-28-2009
Robin S SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10004-28-2009
Gregory Clyde PittmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10004-29-2009
Eric Wilson MooreMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC04-30-2009
Kelly C WebbMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15004-30-2009
Roman Feagins ReedMerrill Lynch, Pierce, Fenner & Smith IncorporatedUbs International Inc.04-30-2009
Steven Elliot Cooper, Granville Trey E HastingsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC04-30-2009
Victor Manuel BarrionuevoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUbs International Inc.04-30-2009
Brian GoldsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5005-01-2009
Cindy Speigner CornetteMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.05-01-2009
Glen Keith KashetskyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-01-2009
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Showing 176 to 200 of 7,752 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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