Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frederick T Sauvan IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC04-02-2009
Timothy James StoddartMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-03-2009
Michael Joseph KelleherMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-03-2009
Jeffrey Alan SilvermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-03-2009
Ryan Michael UszenskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-07-2009
Paul Whitney StenardMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC04-09-2009
Douglas Cameron MacaulayMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15004-09-2009
James John KielyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5004-09-2009
Christopher Charles AitkenMerrill Lynch, Pierce, Fenner & Smith IncorporatedStanford Group Company04-09-2009
Michael John DonohueMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$1004-09-2009
Jennifer Mcmanemin CostelloMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-09-2009
Sean David GassMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2504-09-2009
Vincent Michael CooperMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-09-2009
Michael Robert FordMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-14-2009
Joshua Paul Jaroslow DuksinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC04-16-2009
George William SpearsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-17-2009
Gordon Richard NearingMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10004-17-2009
Patrick Joseph DoyleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC04-17-2009
Robert Michael Burns Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$104-17-2009
George Hanna SalemMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10004-17-2009
Darrin Michael HoffmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedVantage Point Advisors Inc.04-17-2009
David John AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10004-17-2009
Richard William WoollacottMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-17-2009
Daniel Paul CradyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10004-17-2009
Kathryn Anne SunicoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5004-17-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.