Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bruce Larsen MicheelMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10004-28-2009
Robin Sue SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5004-28-2009
William Augustine Boykin IV, Matthew Eric Margolies, Nicholas R SebastianMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-28-2009
Gregory Clyde PittmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5004-29-2009
Kelly C WebbMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15004-30-2009
Mark Edward BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$6005-01-2009
Brian GoldsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5005-01-2009
Mark A. FinelliMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5005-01-2009
Patricia Michele Murphy-RadiganMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-01-2009
Brandon Thomas SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5005-04-2009
James Wagoner PellerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$10005-08-2009
Robert Steven PawlowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5005-08-2009
John Edward LowMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$2505-08-2009
Joseph Donald CarterMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-08-2009
Rajesh MarkanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-08-2009
Kevin Wayne FederMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-08-2009
Floyd Devoe Jordan, Stephen Patrick McGovernMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-13-2009
Kevin Calandro, Elena K SteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedSanders Morris Harris LLC$15005-14-2009
Kevin Colby KuhnelMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5005-14-2009
John Calandro IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedCalandro Advisory Services, Inc.$2505-14-2009
William Anderson LuttnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15005-15-2009
Ryan L. WetselMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5005-15-2009
Laura Michelle Robert, Jose Luis Rojas Jr., Darren Dean GrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-15-2009
Stephen Frederick Sheffield Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.05-16-2009
Thomas Brian Matarazzo Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-18-2009
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Showing 101 to 125 of 5,090 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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