Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremy M. TshudyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-24-2009
Daniel Thomas RussoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAurus Advisors, Inc.08-24-2009
Bruce Randy SearingMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-25-2009
Richard Howard BeckertMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2508-28-2009
Ghislaine Renee Frederick, Terrence Lloyd FrederickMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1008-28-2009
Robert Mark Leidner, Ernst Chad Leidner, Melissa MattesonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-28-2009
Daniel D. HansenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.08-31-2009
Sunil Gopal JoshiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-03-2009
Donald DepiroMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15009-04-2009
David Alan CourtadMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5009-04-2009
Robert James DebeerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-04-2009
Russell William MayMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-04-2009
Michael Paul Ebeling, Ryan G. MelbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5009-08-2009
Natalie Ann MowryMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.09-08-2009
Thad J. PikeMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Investments, LLC09-08-2009
Breeann J AdamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5009-11-2009
Charles Anthony SperrazzaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2509-11-2009
Patrick Joseph O'Leary Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-11-2009
Anthony Jason SalazarMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.09-15-2009
Sheri Helene KominskyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15009-16-2009
Natasa Crnilovic FriedlandMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.09-16-2009
Lara Elisabeth FinebloomMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities09-16-2009
Braden Christopher HammerMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.09-16-2009
Jaclyn Nicole BusheyMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.09-18-2009
Mark Joseph ReismanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-21-2009
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Showing 226 to 250 of 5,093 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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