Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Blaine AmmermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$5010-23-2009
Robert Andrew MacdonaldMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$5010-23-2009
Michael Brian WorksMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$5010-23-2009
Warren Judson ScroggieMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$5010-23-2009
David Michael GreinerMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$5010-23-2009
Jack Louis Heiss IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$2510-23-2009
Thomas Michael McKeon Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$2510-23-2009
Christopher Allen McCauleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$2510-23-2009
James Matthew OcchiatoMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$2510-23-2009
Lambros ViolarisMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$1010-23-2009
Eric Sebastian SidorMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$1010-23-2009
Shaun Michael LobeckMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$1010-23-2009
Clifford Harding Benfield Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Mark Lawrence RosalimskyMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Michael Paul KarhanekMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Wayne Joseph Miller IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Dorothy Elizabeth RothMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Stamatis Anestis ValaesMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Mark Leslie MintzMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Daniel GrammelMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Rocky Lin ArnMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Elizabeth Okeefe HathawayMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Jessie Grace CandonMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Steven Paul BurroughsMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Thomas Macgregor BarnwellMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
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Showing 301 to 325 of 5,093 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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