Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Jay RustemeyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5006-05-2009
Andrew John MorrisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5006-05-2009
Herbert Stephen Scherer, Karen Louise MortimerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.06-05-2009
Jorge Gomez Del CampoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUbs International Inc.06-05-2009
Stacee Bain CrittendenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.06-05-2009
David Edward Haight IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew Covenant Funds Distributor, Inc.06-11-2009
Joshua William CumminsMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10006-12-2009
Charles Frederick Parry, Curtis John ParryMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-12-2009
Thomas Anthony O'Donnell Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments06-15-2009
Jeffrey Blane DunbarMerrill Lynch, Pierce, Fenner & Smith IncorporatedStanford Group Company06-15-2009
Glenn Eric FelsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15006-19-2009
Timothy Macnair CahillMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2506-19-2009
Casey A. StromerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$2506-19-2009
Brian Murray BellMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-19-2009
Steven Bradley CastilloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-19-2009
Matt S MooreMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-24-2009
Edward Joseph VillanyiMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15006-25-2009
Arturo Rexach Mundo Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Incorporated of Puerto Rico06-25-2009
Madison Yerkes Saurman, Thomas Owen Maher Jr., Gabrielle Overholt Deen, Fred SciasciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5006-26-2009
Pedro Manuel Suau-SanchidrianMerrill Lynch, Pierce, Fenner & Smith IncorporatedPopular Securities, LLC06-26-2009
Gail S. CostaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-26-2009
Darwin Clair Campbell, Matthew Richard MatherlyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-01-2009
Jesus RomeroMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15007-02-2009
Danny Zuhair KamalMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15007-02-2009
David WurstMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5007-02-2009
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Showing 151 to 175 of 5,093 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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