Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron A DelsignoreMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5010-05-2012
Aaron David DyasMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC03-21-2019
Aaron Dykas Lisa SchafferMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$18504-06-2017
Aaron Eichhorn GrantMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC12-11-2019
Aaron Glenn BallMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.04-28-2020
Aaron HudsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-01-2019
Aaron J BlumenthalMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.07-24-2015
Aaron Jonathan DykasMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$22703-08-2017
Aaron Paul LangstonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC05-25-2018
Aaron R MccormickMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities08-17-2009
Aaron Ray KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC10-19-2015
Aaron Robert HagwoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5005-01-2015
Aaron Walter MeisnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5006-10-2011
Aarushi Y PathakMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-14-2019
Abraham Alvin Martinez FloresMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-07-2020
Abraham B ChoiMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Capital Management, LLC08-02-2018
Abtin ZarrabiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$19208-09-2013
Abtin ZarrabiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15008-09-2013
Adalberto CuevasMerrill Lynch, Pierce, Fenner & Smith IncorporatedActinver Securities, Inc.03-19-2010
Adam BandMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5008-20-2010
Adam C FieldMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-19-2020
Adam Edward CheraMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-29-2020
Adam G LipskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2512-12-2011
Adam GoldinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAvantax Investment Services, Inc.06-29-2020
Adam GurienMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$28308-23-2011
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Showing 1 to 25 of 5,284 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.