Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zuo Jia BlackMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.01-21-2015
Ziad NseirMerrill Lynch, Pierce, Fenner & Smith IncorporatedUnited Capital Financial Advisers09-10-2018
Ziad Emil Habayeb, Emile Nabil HabayebMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-27-2009
Zhengbang LiuMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC11-05-2014
Zakir N. OdhwaniMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Zakhele V. DhlaminiMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments08-14-2017
Zachary Youldon MustaineMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-13-2018
Zachary Tyler MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedPFS Investments Inc.07-06-2016
Zachary T KohanMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC05-23-2011
Zachary Philip HaggasMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeritas Investment Corp.01-23-2012
Zachary Palmer FlobergMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-22-2013
Zachary Imes ButlerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-12-2010
Zachary Ian StitzerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2502-27-2015
Zachary Hoyt RichardsMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Zachary Henry ZelmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAvatar Securities, LLC11-23-2016
Zachary Frank MarshallMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5006-22-2012
Zachary Andrew BrashearMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-02-2017
Yvonne Rose BourkMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Investment Services, Inc.$1008-21-2015
Yuxia MaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC01-16-2009
Yung-Hua MaMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.06-06-2017
Yukio Almanze JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUnionBanc Investment Services, LLC09-15-2017
Yuhsin TsengMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-08-2015
Yue ZhengMerrill Lynch, Pierce, Fenner & Smith IncorporatedTransamerica Financial Advisors, Inc04-08-2016
Youkang GaoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-02-2018
Yong-Sheng QiMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.09-20-2017
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Showing 1 to 25 of 5,099 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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