Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Robert DusseaultMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC02-26-2020
Alejandro JimenezMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-22-2020
Yvonne Maria KennedyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-16-2020
Tariq D. Jackson Sr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-15-2020
Joshua P. PhamMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC01-06-2020
Ryan Sutton BroomeMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC01-03-2020
Amanda Leigh BucherMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-02-2020
Tamim WaliMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC12-26-2019
Brian Thomas WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-20-2019
Utomwen Success UduaghanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC12-20-2019
Christopher Michael LawsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMutual of Omaha Investor Services, Inc.12-20-2019
Michelle Melinda MartinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-19-2019
Geoffrey Willis ShawMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-19-2019
Ronnie P. JesseMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-18-2019
Nigelenn Estrella HolmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-18-2019
Bryan Thomas MarciniakMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC12-18-2019
Patrick Brian Bentley JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC12-18-2019
Candace Lyn DoverspikeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-18-2019
Victoria Tatyana RimpseyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-17-2019
Trevor Lehane MasonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-16-2019
Paul August AlegiMerrill Lynch, Pierce, Fenner & Smith IncorporatedGuardian Wealth Strategies, LLC12-15-2019
Raneeta SinghMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-11-2019
Anthony Joseph DelgadoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.12-11-2019
Semene Anne GildenMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Securities, LLC12-10-2019
Hector Giovanni Rodriguez GonzalezMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-10-2019
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Showing 1 to 25 of 9,655 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.