Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David SterlingMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC09-17-2015
Peter Kong John ShawMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.07-10-2015
Margaret M TowleMerrill Lynch, Pierce, Fenner & Smith IncorporatedHighTower Advisors, LLC11-13-2014
Jeffrey KlingerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC11-15-2013
Rebecca FrazierMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-04-2010
John B Campanello Peggy CappellettiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-04-2016
Deborah Briskin Chris Underhill Brian BelakMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-15-2015
Brad Nettune Trey WhippleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-04-2015
David MunozMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-16-2015
John MirsepahiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-14-2015
Daniel J RodriguezMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-12-2013
Robert Justin FultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedToner Asset Management Group, Inc.10-08-2020
Joel Bernard BoissiereMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC10-08-2020
Ryan Elliott MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC10-02-2020
Pamela Mydell WadeMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-30-2020
Lisa Bader RosenthalMerrill Lynch, Pierce, Fenner & Smith IncorporatedMcDonald Partners LLC09-30-2020
Jennifer Marie SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedThe Huntington Investment Company09-25-2020
Matthew William BensonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-25-2020
Christopher OermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWestern Growers Financial Services, Inc.09-25-2020
Karen Yates LarkinMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-25-2020
Samuel R FelixMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-25-2020
Katarina SteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC09-24-2020
Taylor Jason DodgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-24-2020
Joshua Ryan MoormanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-24-2020
Nicholas Patrick GeaslenMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-24-2020
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Showing 1 to 25 of 5,284 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.