Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip CupoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-27-2009
Thomas A. LaheyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-04-2010
Danny AllizadehMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-19-2010
Kent Edward MatsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-26-2010
Jonathan Claude RanieriMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC06-28-2010
Derek L KellerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-07-2010
Philip J YohannanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-13-2010
Martha Liebler GibsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-20-2010
Thomas Patrick NorthMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-18-2010
Dean Thomas LarsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-29-2010
Ronald D ViavadaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-02-2011
Richard Jeffrey JeromeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$20004-14-2011
Owen Saudi RahmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-18-2011
Jack DestefanoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-25-2011
David Erik KassnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-10-2011
Rocco Giuseppe MercatanteMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-03-2012
Scott Roger MercierMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-10-2012
Thomas J NahrwoldMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-27-2012
David J. GardinerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC02-21-2012
Henry MarinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC02-24-2012
Robert Joseph GlausserMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-25-2012
Jennifer Hinckley WalkerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC06-12-2012
Christopher George SutherlandMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-24-2013
Krista J SouthardMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-05-2013
Joseph Arthur TroianoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-08-2013
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Showing 1 to 25 of 111 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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