Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aniello Luca IazzettaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-01-2016
Clark E GilesMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-22-2016
Edward Lowry Moore Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-02-2016
Joshua M. PodellMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-12-2016
Alberto De PabloMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-12-2016
Andrew RaskinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$1007-22-2016
Nicholas Anthony MaccaroneMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-03-2016
Qian QuMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-22-2016
Patrick Ryan ParkerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-28-2016
Trevor BennettMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-21-2016
Michael John MarescaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-07-2017
Connor FlynnMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-22-2017
Keith Lamon GilbreathMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-28-2017
Kyle Andrew SpaythMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-29-2017
Isaac M SprecherMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-04-2017
Kristian Michael HernandezMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-28-2017
Matthew Denis CarneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-31-2017
Yaron Abdul-RazakMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC06-28-2017
Jacqueline Marie ScheibleMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC06-28-2017
Emily Amanda WeedMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-14-2017
Dahn B. LincolnMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-15-2017
Jason N. KimlickMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-19-2017
Nathan Michael MostowMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-28-2017
Carly CaroselliMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-01-2017
Joseph J. Sanchez IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-18-2017
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Showing 51 to 75 of 111 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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