Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amanda Leigh BucherMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-02-2020
Candace Lyn DoverspikeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-18-2019
Tourab Mawaz-KhanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-21-2019
Benjamin SimonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-19-2019
Darrun Jean-Luc MohanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-18-2019
Timothy J. HerrickMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-05-2019
Jared Steven KornMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-05-2019
Jonathan Ryan MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-23-2019
Sunn Sun YeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-23-2019
Annie Pei-Ying ChenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-19-2019
Eilier TeruelMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-29-2019
Carter Alan RaleighMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-23-2019
Kyndal Brian MartinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-18-2019
Dominique Elyse LangermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC06-26-2019
Adedayo Pipeniseoluwa Awosika-OlumoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-22-2019
Matthew Blake FriedopferMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-08-2019
Brian HerbetsMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-07-2019
Brian RabascaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-07-2019
Joseph Madonna IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-07-2019
Xavier Leland SykesMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-17-2019
Daniel J. BolivarMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-16-2019
Titi Olayinka Tope OgunlanaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-11-2019
David MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-08-2019
John Charles BochniakMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-26-2019
Aaron David DyasMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-21-2019
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Showing 1 to 25 of 266 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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